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Barclays Bank PLC

CE AAJ160Registered Institution
Date of registration
2005-10-28
Register as of
2026-07-21
Last indexed
2026-07-21 21:05 UTC
Official SFC record

Barclays Bank PLC is a Hong Kong SFC registered institution (CE number AAJ160). First licensed on 2005-10-28. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-10-28
RA 4Advising on Securities就證券提供意見2005-10-28
RA 6Advising on Corporate Finance就機構融資提供意見2005-10-28

Executive Officers (13)

CE No.NameChinese
AFQ371CHEN Kuan-ting陳冠婷
AKJ143LEE Sang Kyo
AKX543THAKUR Avinash
AMN658LIU Angela Yang劉洋
AOR609DAI Wei戴維
APL241YU Raymond Waikit余瑋傑
AVT125CHANG Jian常健
BFZ266JOHNSON Paul Anthony
BOA278TOMS Matthew Howard
BOZ641ROBERTS James Nigel Scott
BOZ939TAN Jit Ming陳日明
BRX670TANG Yiu Tak鄧耀德
BVL368TREUER Christian Philippe Martin

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (224)

Past Staff (2536)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAJ160