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TAN Jit Ming

陳日明
CE BOZ939Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

TAN Jit Ming (CE number BOZ939) is an individual licensed by the Hong Kong SFC. First licensed on 2020-06-01. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBarclays Capital Asia Limited
巴克萊亞洲有限公司
Executive OfficerBarclays Bank PLC

Licence Record (1)

2020-06-01 – present Current
Barclays Capital Asia Limited RO
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOZ939