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LIU Angela Yang

劉洋
CE AMN658Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

LIU Angela Yang (CE number AMN658) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBarclays Capital Asia Limited
巴克萊亞洲有限公司
Executive OfficerBarclays Bank PLC

Licence Record (4)

2023-07-28 – present Current
Barclays Capital Asia Limited RO
RA 1
2021-10-07 – 2023-07-28
Barclays Capital Asia Limited Rep
RA 1
2016-05-16 – 2019-08-14
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2005-09-28 – 2019-08-14
Morgan Stanley Asia Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMN658