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CHANG Jian

常健
CE AVT125Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

CHANG Jian (CE number AVT125) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-25. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBarclays Capital Asia Limited
巴克萊亞洲有限公司
Executive OfficerBarclays Bank PLC

Licence Record (2)

2016-02-05 – present Current
Barclays Capital Asia Limited RO
RA 4
2010-08-25 – 2016-02-05
Barclays Capital Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVT125