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ZHANG Xiaohan

張曉寒
CE BNI542Licensed IndividualSFO licence active
Official SFC record

ZHANG Xiaohan (CE number BNI542) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBarclays Capital Asia Limited
巴克萊亞洲有限公司

Licence Record (2)

2023-06-20 – present Current
Barclays Capital Asia Limited Rep
RA 1 RA 6
2018-08-08 – 2021-08-18
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNI542