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WONG Lai Kei, Denise

黃澧棋
CE APG514Licensed IndividualSFO licence active
Official SFC record

WONG Lai Kei, Denise (CE number APG514) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBarclays Capital Asia Limited
巴克萊亞洲有限公司

Licence Record (3)

2008-11-26 – present Current
Barclays Capital Asia Limited Rep
RA 1 RA 6
2008-10-10 – 2008-10-25
Nomura International (Hong Kong) Limited Rep
RA 4 RA 6
2007-07-16 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APG514