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ZHANG Lu

張璐
CE BCS767Licensed IndividualSFO licence active
Official SFC record

ZHANG Lu (CE number BCS767) is an individual licensed by the Hong Kong SFC. First licensed on 2014-01-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBarclays Capital Asia Limited
巴克萊亞洲有限公司

Licence Record (3)

2021-10-08 – present Current
Barclays Capital Asia Limited Rep
RA 1
2015-04-30 – 2021-07-08
Morgan Stanley Asia Limited Rep
RA 1
2014-01-16 – 2015-04-29
Proprium Capital Partners (Hong Kong) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCS767