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LI Cheng

李琤
CE BDT950Licensed IndividualSFO licence active
Official SFC record

LI Cheng (CE number BDT950) is an individual licensed by the Hong Kong SFC. First licensed on 2014-07-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBarclays Capital Asia Limited
巴克萊亞洲有限公司

Licence Record (5)

2022-01-26 – present Current
Barclays Capital Asia Limited Rep
RA 1 RA 2
2020-06-16 – 2021-09-06
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2018-04-23 – 2020-03-27
Deutsche Securities Asia Limited Rep
RA 1 RA 2
2017-03-16 – 2018-03-16
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2014-07-16 – 2017-02-10
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDT950