Deutsche Securities Asia Limited is a Hong Kong SFC licensed corporation (CE number AAJ984). First licensed on 2004-01-08. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-01-08 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2004-01-08 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2012-03-02 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ADT374 | MOREIRA Nicholas Hubert | |
| AFA799 | CHANG Yick Wai Albert | 張亦衛 |
| AFY824 | LAI King Chi | 黎敬之 |
| AGP868 | CHAKRAVORTY Ananda | 陳安迪 |
| ALA688 | CHUNG Ho Fai, Derek | 鍾晧輝 |
| AOK964 | TAO Yeqing | 陶冶青 |
| AXO614 | WANG Rui | 王瑞 |
| BBE278 | WANG Zhizheng | 王之諍 |
| BBK034 | JIANG Zhiwei | 蔣志巍 |
| BFI763 | SHIH Pai Chien | 施百謙 |
| BRP552 | MENG Yue | 孟玥 |
| BUN520 | HILLHOUSE Craig Jon |
| CE No. | Name | Chinese |
|---|---|---|
| AHS855 | YANG Zhenyu | 楊振宇 |
| AJL556 | NGAN Tsung Wen, Melody | 顏瑽韻 |
| ANL962 | YEUNG Pui Shan, Shirley | 楊珮珊 |
| AQG810 | CHAN Fabian Cheuk Hin | 陳卓鶱 |
| AXI393 | YEUNG Shuk Ting, Nora | 楊淑婷 |
| AXI594 | LIN Nan | 林楠 |
| AYW717 | LUU James Chi Cuong | |
| AYY899 | WU Qiong | 吳窮 |
| AZZ291 | CHAN Ka Ling | 陳嘉玲 |
| BAA717 | PAN Xingdong | 潘醒東 |
| BAI050 | LI Yuen Shan, Sandi | 李苑姍 |
| BCA269 | HUFTON Michael John | |
| BDM550 | FENG Nancy Yu Qian | 馮雨茜 |
| BDT347 | XU Linyi | 徐林藝 |
| BGG949 | YUE Zhihao | 岳志昊 |
| BGH782 | QU Jiaqi | 曲佳琪 |
| BGH945 | WANG Renzhi | 王任之 |
| BHR336 | NEO Charles Hiang Kiat | |
| BHV687 | CHAN Siu Kwong | 陳兆光 |
| BID325 | LUO Yukun | 駱玉坤 |
| BIH692 | ELALINGAM Mayooran | |
| BIQ843 | LAW Long Hei Adrian | 羅朗曦 |
| BIZ922 | LEONG Tzi Ying | 梁智瀛 |
| BJU631 | ZHAO Xun | 趙尋 |
| BKC576 | LI Wan-Ning | 李婉寧 |
| BLC896 | LIAO Maggie Mei Qi | |
| BLE460 | SHI Lei | 時磊 |
| BLH577 | ZHANG Yi | 張禕 |
| BMX680 | XU Mengjie | 徐曚捷 |
| BOG527 | CAO Jian | 曹劍 |
| BOP837 | LEUNG Chi Kan | 梁志勤 |
| BOS055 | LIU Feihua | 劉飛華 |
| BPO672 | WEI Ou | 魏歐 |
| BQC919 | WU Weijiang | 吳韋江 |
| BQI639 | CHAN Yuen Hei Ronnie | 陳炫僖 |
| BRO049 | WONG Ka Long Galen | 黃家朗 |
| BRQ073 | YU Zhengyi | 余正儀 |
| BRT459 | YANG Hao | 楊昊 |
| BRW215 | KANG Le | 康樂 |
| BSO559 | LI Bingyang | 李冰阳 |
| BSX176 | HUANG Ruiqi | 黄睿祺 |
| BSX177 | ZHOU Mengen | 周蒙恩 |
| BSX180 | CHEN Qiaohao | 陳翹浩 |
| BSZ049 | FU Dak Yang Andrew | 傅德揚 |
| BSZ356 | XU Tuyuan | |
| BSZ386 | YANG Zhiying | 楊智盈 |
| BTB635 | LIN Chen | 林晨 |
| BTV567 | CHEN Jimmy | 陳杰美 |
| BUA171 | ZHAO Xuehan | 趙雪含 |
| BUA959 | FANG Hsin Yu | 方心妤 |
| BUB175 | CHEN Siyi | 陳思怡 |
| BUB256 | DING Chaonuo | 丁超诺 |
| BUB273 | ZHOU Jialin | 周嘉林 |
| BUB828 | CHAU Ho Wan Owen | 周浩雲 |
| BVH980 | JIA Xiaomeng | 贾小萌 |
| BVN770 | CAI Justin Anderson | 施俊康 |
| BVP854 | WONG Hon To Walter | 黃漢滔 |
| BWK907 | ZOU Lu | 鄒璐 |
| BWW161 | BIAN Liwen | 卞麗雯 |
| BWW181 | LU Qianhua | 陸芊樺 |
| BWW433 | ZHANG Xiaoyan | 張笑顏 |
| BWW434 | BAO Zhenhua | 包振華 |
| BWW462 | LI Jianwei | 李簡爲 |
| BWW556 | WONG Yan Yin | 王昕妍 |
| BXC469 | YANG Jing | 杨静 |
| BXF154 | WONG Chun Ho | 黃俊豪 |
| BXQ383 | LIN Zixuan | 林子轩 |
| BXW281 | PEH Chong Yi | |
| BXW497 | HAN Jingyi | 韩静薏 |