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MOREIRA Nicholas Hubert

CE ADT374Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

MOREIRA Nicholas Hubert (CE number ADT374) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDeutsche Securities Asia Limited
德意志證券亞洲有限公司
Executive OfficerDeutsche Bank Aktiengesellschaft

Licence Record (2)

2012-12-13 – present Current
Deutsche Securities Asia Limited RO
RA 1 RA 2
2011-12-16 – 2023-08-21
Deutsche Securities Asia Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADT374