Deutsche Bank Aktiengesellschaft is a Hong Kong SFC registered institution (CE number AAK077). First licensed on 2008-04-29. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2008-04-29 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2008-04-29 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2008-04-29 |
| RA 9 | Asset Management | 提供資產管理 | 2008-04-29 |
| CE No. | Name | Chinese |
|---|---|---|
| ADT374 | MOREIRA Nicholas Hubert | |
| AEO766 | MILLIKEN Peter James | |
| AFE899 | FU Wing Yan, Rebecca | 傅穎欣 |
| AFY824 | LAI King Chi | 黎敬之 |
| AGP868 | CHAKRAVORTY Ananda | 陳安迪 |
| AHC256 | TSANG Ching Biu | 曾清標 |
| AJL556 | NGAN Tsung Wen, Melody | 顏瑽韻 |
| ALC474 | TANG Chi Kit | 鄧智傑 |
| ALO623 | CHIU Fung Kiu, Cora | 趙鳳翹 |
| ANH079 | YAU Michael | 邱威豪 |
| ANL070 | AGARWAL Harsh Lakshman | |
| ANQ250 | LI Yan | 李妍 |
| AOK964 | TAO Yeqing | 陶冶青 |
| ARR167 | CIANI BASSETTI Pietro | |
| AVI323 | TAN Wei Li | 陳偉利 |
| AXI393 | YEUNG Shuk Ting, Nora | 楊淑婷 |
| AXO614 | WANG Rui | 王瑞 |
| AYQ799 | XIONG David Le | |
| AYW717 | LUU James Chi Cuong | |
| AYY899 | WU Qiong | 吳窮 |
| BBK034 | JIANG Zhiwei | 蔣志巍 |
| BFH486 | SATSANGI Rohit | |
| BJP469 | KOJODJOJO Perry | 許丕勵 |
| BMX680 | XU Mengjie | 徐曚捷 |
| BOC808 | KWOK Kin Kei | 郭建基 |
| BQK958 | SZE Siu Fung | 施少鋒 |
| BSJ625 | TSUI Ka Hing Edward | 徐嘉慶 |
| BUX005 | GANESAN Suresh | |
| BXA072 | FONG FREDERICK PAK CHUEN | 方栢泉 |