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AGARWAL Harsh Lakshman

CE ANL070Licensed IndividualExecutive OfficerNo active licence
Official SFC record

AGARWAL Harsh Lakshman (CE number ANL070) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-25. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerDeutsche Bank Aktiengesellschaft

Licence Record (2)

2010-04-08 – 2013-08-03
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4
2006-05-25 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANL070