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TAO Yeqing

陶冶青
CE AOK964Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

TAO Yeqing (CE number AOK964) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDeutsche Securities Asia Limited
德意志證券亞洲有限公司
Executive OfficerDeutsche Bank Aktiengesellschaft

Licence Record (3)

2024-05-27 – present Current
Deutsche Securities Asia Limited RO
RA 2
2023-06-15 – 2024-05-27
Deutsche Securities Asia Limited Rep
RA 2
2007-01-16 – 2007-12-24
ETRADE Securities (Hong Kong) Limited Rep
RA 1 RA 3 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOK964