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LIN Nan

林楠
CE AXI594Licensed IndividualSFO licence active
Official SFC record

LIN Nan (CE number AXI594) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDeutsche Securities Asia Limited
德意志證券亞洲有限公司

Licence Record (7)

2024-11-01 – present Current
Deutsche Securities Asia Limited Rep
RA 2
2022-05-26 – 2024-05-29
PIMCO Asia Limited Rep
RA 1 RA 4 RA 9
2016-10-11 – 2022-02-05
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 2 RA 7
2016-05-19 – 2022-02-05
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2016-05-19 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2011-05-30 – 2016-02-05
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2011-05-30 – 2016-02-05
Morgan Stanley Hong Kong Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXI594