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YEUNG Pui Shan, Shirley

楊珮珊
CE ANL962Licensed IndividualSFO licence active
Official SFC record

YEUNG Pui Shan, Shirley (CE number ANL962) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDeutsche Securities Asia Limited
德意志證券亞洲有限公司

Licence Record (8)

2026-06-18 – present Current
Deutsche Securities Asia Limited Rep
RA 6
2026-04-09 – 2026-04-27
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2022-01-25 – 2024-05-06
CLSA Limited Rep
RA 1
2022-01-25 – 2024-05-06
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2019-06-17 – 2021-06-30
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2007-05-25 – 2019-02-26
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2007-05-25 – 2019-02-26
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2006-05-29 – 2007-04-28
Goldman Sachs (Asia) L.L.C. Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANL962