Huatai Financial Holdings (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AOK809). First licensed on 2007-04-04. Its SFC licence is currently active. It is licensed for 7 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2007-04-04 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2009-06-22 |
| RA 3 | Leveraged Foreign Exchange Trading | 槓桿式外匯交易 | 2025-02-17 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2010-02-11 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2014-08-05 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2023-07-10 |
| RA 9 | Asset Management | 提供資產管理 | 2009-05-25 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ADY511 | TAI Wai Man | 戴偉文 |
| AEK034 | CHEUNG Wai Lik | 張偉力 |
| AHN470 | WOO Kin Ming Marcus | 胡健明 |
| AKI594 | YANG Yingqiu | 楊影秋 |
| ALA702 | ZHANG Fan | 張帆 |
| ALT754 | CHEUNG Hoi Shan | 張海珊 |
| AMB145 | ZHANG Jiqiang | 張繼强 |
| AMK406 | WONG Chi Ming | 黃志明 |
| AMM425 | LIM Marco Jun Kit | 林俊傑 |
| AMN775 | ZHAO Luming | 趙路明 |
| ANM194 | KOK Tung Wa, Cathy | 郝冬樺 |
| AOQ599 | LAU Kwok Hei | 劉國熙 |
| AOS417 | CHAN Yiu Man | 陳耀民 |
| APA551 | LEUNG Kelvin Yau-teng | 梁祐庭 |
| APF036 | WANG Jiawei | 王佳瑋 |
| APQ725 | YAO Jack Hsin-Chou | 姚信州 |
| APV070 | CHOW Yuk Kei | 周玉琦 |
| APZ538 | LIU Yuqi | 劉玉麒 |
| AQQ125 | XU Zhan | 徐湛 |
| ART866 | TSUI Chun Wa | 徐振華 |
| ASJ891 | LIN Shanshan | 林姍姍 |
| ATE914 | LIU Ying | 劉瑩 |
| ATR182 | LU Jiuzhou | 陸九州 |
| ATV187 | WANG Lei | 王磊 |
| AUI935 | HO Kam Kai | 何錦佳 |
| AUR625 | WONG Yun Tong Anton | 黃潤棠 |
| AUX564 | CHEN Xiaoyu | 陳肖宇 |
| AWW252 | CHEN Shanshan | 陳姍姍 |
| AXT416 | CAI Yulong | 蔡宇龍 |
| AYF532 | LI Pan | 李攀 |
| AYU716 | CHEN Xiaoying | 陳晓穎 |
| AYZ032 | WU Hao | 鄔浩 |
| AZC796 | WANG Zhen | 王鎮 |
| BAG221 | SHEK Wan Sang Andy | 石縕勝 |
| BBP857 | JIA Xiaokan | 賈小侃 |
| BCC878 | MAO Deyi | 毛德一 |
| BDF218 | ZHANG Jinsong | 張勁松 |
| BDO249 | XU Peizhi | 徐培智 |
| BDO986 | FAN Junhao | 樊俊豪 |
| BDV071 | CHUNG Chi Chuen Ryan | 鍾志銓 |
| BEJ102 | YEUNG Sze Ho | 楊思豪 |
| BEO183 | WANG Jun | 王軍 |
| BEQ492 | XU Houze | 徐厚澤 |
| BFD049 | REN Jia | 任佳 |
| BFE452 | MA Yuanjing | 馬源璟 |
| BHA426 | AI Zhongcheng | 艾仲承 |
| BIJ682 | QIAO Wei | 喬煒 |
| BIN075 | YANG Xu | 楊旭 |
| BIO217 | LIU Yiyi | 劉依依 |
| BIR327 | GU Hanyu | 顧寒宇 |
| BJJ358 | SHI Xiaofeng | 史晓峰 |
| BJK566 | YUAN Ye | 袁野 |
| BJQ665 | LIAO Shunrui | 廖順睿 |
| BMA943 | MENG Xianjun | 孟憲君 |
| BMP491 | SUN Boqian | 孙博谦 |
| BMW885 | LOU Anping | 樓安平 |
| BNK699 | GUO Jiawei | 郭佳偉 |
| BNW951 | FAN Zhongzhe | 樊仲哲 |
| BPG342 | Feng Hui | 封慧 |
| BPZ910 | LI Hua | 李驊 |
| BRJ376 | JIANG Jing | 蒋静 |
| BRZ557 | RONG Ruxiang | 戎如香 |
| BWF136 | GAO Lisha | 高莉莎 |
| BWU637 | ZHANG Hui | 张辉 |
| BWV282 | LI Ning | 李宁 |
| BXB693 | WU Xiuyu | 吴修煜 |
| BXB694 | GU Haiyan | 顾海燕 |
| BXC305 | CHEN Mengting | 陈梦婷 |
| BXT766 | ZHANG Dayu | 张大宇 |
| CE No. | Name | Chinese |
|---|---|---|
| ADY511 | TAI Wai Man | 戴偉文 |
| AHD514 | WAN Li | 萬里 |
| AHR096 | HUI Tin Tak, Eddie | 許天達 |
| AJD293 | LIANG Hong | 梁紅 |
| AJL908 | LUI Thomas Ting Ching | 雷廷禎 |
| AMH263 | YI Huan | 易峘 |
| AMN775 | ZHAO Luming | 趙路明 |
| ANF221 | CHAN Cham Pong, Cedric | 陳湛邦 |
| ANM194 | KOK Tung Wa, Cathy | 郝冬樺 |
| AOU242 | LEUNG Chi Kong | 梁智剛 |
| APL590 | LAW Yuen Sheung | 羅婉湘 |
| APQ725 | YAO Jack Hsin-Chou | 姚信州 |
| APZ538 | LIU Yuqi | 劉玉麒 |
| AQA838 | FAN Yunfeng | 范云凤 |
| AQF007 | ZHANG Yichi | 張亦弛 |
| AQQ125 | XU Zhan | 徐湛 |
| ARJ714 | HO Chun Man | 何振文 |
| ARQ771 | HUI Cheuk Ho, Charles | 許焯濠 |
| ASI046 | ZHANG Dongmei | 張冬梅 |
| ASI353 | HO Purdy Pin Pin | 何翩翩 |
| ATT451 | HAN Xintong | 韓昕彤 |
| AUC295 | LI Ka Yiu | 李家耀 |
| AUZ066 | HUANG Leping | 黃樂平 |
| AVL882 | HSU Wei-Chi | 徐瑋祺 |
| AVM464 | LIU Jun | 劉俊 |
| AVM739 | JIANG Hao | 姜浩 |
| AWF297 | LI Jian | 李健 |
| AWS221 | DING Er | 丁爾 |
| AWU650 | SEOK Seung Wook | 石承煜 |
| AXB357 | YAO Peirong | 要佩蓉 |
| AXF706 | LI Yi Sum | 李懿沁 |
| AXG997 | POON Joseph Chi Ho | 潘之豪 |
| AXJ993 | TONG Yeuk Lung | 湯躍龍 |
| AXK218 | ZHANG Dingxin | 張丁馨 |
| AXN158 | TAM Kong Lun | 譚港麟 |
| AXV873 | NG Chee Khoon | |
| AXZ873 | LIN Wai Wang | 林鍏宏 |
| AYR568 | CHENG Tak Him, Terence | 鄭德謙 |
| AYR628 | CHAU Kong San | 周港新 |
| AYW845 | ZHU Ping | 祝萍 |
| AYZ032 | WU Hao | 鄔浩 |
| AZT484 | GONG Yihan | 宮宜含 |
| AZY034 | CHIANG Pei-Ju | 蔣佩儒 |
| BAA713 | LIAO Jun | 廖君 |
| BAK676 | WONG Ka Tsun Terence | 黃家駿 |
| BBE398 | NG Yu Chung | 吳汝忠 |
| BBE978 | LI Kai | 李凱 |
| BBG274 | GUAN Haiyan | 關海燕 |
| BBH968 | TANG Chao | 唐超 |
| BBP857 | JIA Xiaokan | 賈小侃 |
| BBY954 | SUN Jie | 孫婕 |
| BCF240 | QIN Xiaotian | 秦曉天 |
| BCG366 | SHEN Xiaofeng | 沈曉峰 |
| BCH584 | CHAN Kai Tung, Clayton | 陳啟東 |
| BCH692 | ZHANG Yuwei | 張宇巍 |
| BCT630 | XU Linkun | 徐琳琨 |
| BDF218 | ZHANG Jinsong | 張勁松 |
| BDP475 | WONG Yick | 王奕 |
| BDV071 | CHUNG Chi Chuen Ryan | 鍾志銓 |
| BEB090 | WANG Weijia | 王瑋嘉 |
| BEF846 | SHEK Chun Kong | 石振剛 |
| BEJ349 | LIU Tianjiao | 劉天姣 |
| BEQ492 | XU Houze | 徐厚澤 |
| BET636 | ZHANG Wei | 張韋 |
| BEW967 | CHENG Patricia Pan | 鄭彬 |
| BEZ163 | XU Ying | 徐鶯 |
| BFA497 | LU Pei | 魯沛 |
| BFC671 | ZENG Fang | 曾方 |
| BFE452 | MA Yuanjing | 馬源璟 |
| BFE502 | WONG Isaac James | |
| BFE986 | LI Xiang | 李想 |
| BFI915 | DAI Wen | 代雯 |
| BFL413 | LI Ka Lun | 李嘉倫 |
| BFY421 | NG Ka Ming | 吳家明 |
| BGA854 | FU Tsz Hei | 傅紫曦 |
| BGA952 | GE Hongliang | 葛宏亮 |
| BGQ337 | WOO Man Wai | 鄔文緯 |
| BHA426 | AI Zhongcheng | 艾仲承 |
| BHG354 | GONG Jie | 龚劼 |
| BHH855 | LI Tianyi | 李天一 |
| BHZ469 | LIANG Ruizhi | 梁睿智 |
| BIA047 | WANG Zhixuan | 王智軒 |
| BIC892 | LIN Long | 林龍 |
| BIE387 | WANG Yizhou | 王逸洲 |
| BIG870 | SHANG Xiao | 尚笑 |
| BII203 | LAU Ning Wa, Ricky | 劉寧樺 |
| BIN075 | YANG Xu | 楊旭 |
| BIO834 | CHEN Shen | 陳慎 |
| BIR018 | LIN Shan | 林珊 |
| BIR327 | GU Hanyu | 顧寒宇 |
| BIS743 | KWOK Marcus Chun Kue | |
| BIV876 | ZHANG Yuting | 張玉婷 |
| BIX047 | YANG Yutong | 楊宇彤 |
| BIX234 | ZHANG Mengqi | 張梦麒 |
| BIX840 | LIN Xiaying | 林霞穎 |
| BJB584 | XIA Jiajie | 夏嘉杰 |
| BJC906 | CHANG Huili | 常慧麗 |
| BJC930 | TIAN Haosen | 田皓森 |
| BJK934 | HAO Jianan | 郝嘉楠 |
| BJL078 | CHAN Hoi Yan | 陳凱欣 |