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LUI Thomas Ting Ching

雷廷禎
CE AJL908Licensed IndividualSFO licence active
Official SFC record

LUI Thomas Ting Ching (CE number AJL908) is an individual licensed by the Hong Kong SFC. First licensed on 2004-02-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (8)

2021-05-14 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2
2019-09-30 – 2021-01-01
Mirae Asset Securities (HK) Limited RO
RA 1
2019-03-13 – 2019-09-30
Mirae Asset Securities (HK) Limited Rep
RA 1
2017-02-13 – 2019-01-15
SinoPac Securities (Asia) Limited Rep
RA 1 RA 4
2010-08-02 – 2017-02-12
SinoPac Securities (Asia) Limited Rep
RA 1 RA 4
2009-11-06 – 2010-07-26
FB Securities (Hong Kong) Limited Rep
RA 1 RA 4
2007-01-25 – 2008-12-05
Deutsche Securities Asia Limited Rep
RA 1 RA 2
2004-02-18 – 2005-07-22
Morgan Stanley Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJL908