Mirae Asset Securities (HK) Limited is a Hong Kong SFC licensed corporation (CE number BJB333). First licensed on 2017-03-01. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2017-03-01 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2017-09-18 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2017-03-01 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2017-03-01 |
| RA 9 | Asset Management | 提供資產管理 | 2017-03-01 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AGC647 | HO Ho Ming | 何浩明 |
| AJZ335 | CHEN Bomin | 陳博民 |
| AOH908 | MAAYOUFI Sofiane | |
| AUV734 | HUANG Shasha | 黃莎莎 |
| AVV218 | LEE Ji Yeon | |
| BAB062 | WONG Wai Lung | 黃偉龍 |
| BEE650 | ZHA Lingrui | 查凌睿 |
| BEM407 | CHAN Tsz Him, Anthony | 陳梓謙 |
| BJJ555 | LI Haopeng | 李昊鵬 |
| BJV935 | MAN Chung Ching | 文中正 |
| BNR542 | ZHANG Yi | 張奕 |
| BOE864 | HUANG Xinyi | 黃心怡 |
| BPM007 | LI Yi | 李一 |
| BSW703 | KIM Jihun | |
| BWO382 | HO Junjie, Keith | |
| BWR363 | SEONG JUNYEOP |
| CE No. | Name | Chinese |
|---|---|---|
| AGC647 | HO Ho Ming | 何浩明 |
| AGO399 | LEUNG Wai Man | 梁偉民 |
| AJZ335 | CHEN Bomin | 陳博民 |
| AOX337 | CHAN Ka Wa | 陳嘉華 |
| AWF460 | CHAN Ka Ho | 陳家豪 |
| AWI093 | YEUNG Shun Tat | 楊順達 |
| BBQ239 | WONG Hong Kiu | 王康喬 |
| BDO732 | TANZIL Wiharjo | 陳楡忠 |
| BEE650 | ZHA Lingrui | 查凌睿 |
| BHK132 | WAN Dong | 万冬 |
| BJI784 | ZHOU Ye | 周曄 |
| BJJ555 | LI Haopeng | 李昊鵬 |
| BOA252 | WU Yilin | 吳亦琳 |
| BOE864 | HUANG Xinyi | 黃心怡 |
| BPM007 | LI Yi | 李一 |
| BPY308 | WU Chia-an | 吳家安 |
| BRN791 | WANG Yiqing | 王一晴 |
| BRQ109 | JU Shenzhi | 居慎智 |
| BSJ654 | LAM Kai Yan | 林佳欣 |
| BSU249 | LI Shiyu | 李時雨 |
| BUX792 | GAO Jieyu | 高婕妤 |
| BVM459 | YE Ziqi | 叶子齊 |
| BVW948 | ZHENG Zhongxiang | 鄭中翔 |
| BXE767 | LEE Hoi Fung | 李海峰 |
| BXL387 | XIE Qiuhao | 謝秋昊 |
| BXL448 | KWAN HO CHUEN WARREN | 關浩泉 |
| BYA243 | CHUNG Hei Man Erica | 鍾熙玟 |
| BYD066 | SOHN Sungim | |
| BYG152 | YAO QING | 姚情 |