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LI Yi

李一
CE BPM007Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Yi (CE number BPM007) is an individual licensed by the Hong Kong SFC. First licensed on 2020-04-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RepresentativeMirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司

Licence Record (3)

2025-03-10 – present Current
Mirae Asset Securities (HK) Limited RO
RA 9
2022-01-06 – present Current
Mirae Asset Securities (HK) Limited Rep
RA 1 RA 9
2020-04-08 – 2021-12-01
Olympus Partners Asia Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPM007