Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZHA Lingrui

查凌睿
CE BEE650Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHA Lingrui (CE number BEE650) is an individual licensed by the Hong Kong SFC. First licensed on 2016-11-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RepresentativeMirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司

Licence Record (4)

2023-09-22 – present Current
Mirae Asset Securities (HK) Limited RO
RA 6
2018-09-21 – present Current
Mirae Asset Securities (HK) Limited Rep
RA 1 RA 6
2017-06-15 – 2018-08-31
Grand Cartel Securities Company Limited Rep
RA 1
2016-11-08 – 2018-08-31
Grand Cartel Hong Kong Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEE650