CHAN Ka Ho

陳家豪

CE AWF460Licensed IndividualResponsible OfficerSFO licence active

CHAN Ka Ho (CE number AWF460) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司
Representative	Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司

Licence Record (13)

2023-08-11 – present Current

Changjiang Securities Brokerage (HK) Limited RO

RA 1 RA 2 RA 4 RA 5

2023-07-19 – 2023-08-11

Changjiang Securities Brokerage (HK) Limited Rep

RA 1

2021-04-12 – 2023-07-11

Taiping Securities (HK) Co Limited RO

RA 1

2021-02-26 – 2021-04-12

Taiping Securities (HK) Co Limited Rep

RA 1

2019-11-12 – 2020-10-15

Jinghui Capital Limited RO

RA 1

2018-12-07 – 2019-06-08

Heritvest Wealth Management (Hong Kong) Co., Limited RO

RA 1 RA 2

2017-02-06 – 2018-08-16

Caitong International Securities Co., Limited RO

RA 1

2016-11-11 – 2018-08-16

Caitong International Securities Co., Limited Rep

RA 1 RA 4

2013-10-17 – 2016-11-04

Guoyuan Securities Brokerage (Hong Kong) Limited Rep

RA 1

2013-10-17 – 2016-11-04

Guoyuan Futures (Hong Kong) Limited Rep

RA 2

2012-12-05 – 2013-10-06

China Merchants Futures (HK) Co., Limited Rep

RA 2

2012-08-06 – 2013-10-06

China Merchants Securities (HK) Co., Limited Rep

RA 1

2010-11-30 – 2012-07-13

Get Nice Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWF460