Guoyuan Securities Brokerage (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AOA594). First licensed on 2007-01-30. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2007-01-30 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2007-10-23 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AAE435 | CHAU Yat Ming, Ellis | 周日明 |
| ACN575 | LI Chiu, Jamie | 李超 |
| ANW396 | CHUANG I-Chu | 莊易築 |
| AOT339 | YU Kun | 于坤 |
| APB407 | WONG King Chung | 黃勁聰 |
| AQG730 | MAO Li | 毛力 |
| ARG192 | ZHU Lehui | 朱樂輝 |
| AXK332 | LI Ming | 李明 |
| AXV124 | TAN Yan | 譚燕 |
| BKC421 | WONG Tak Ming | 王德明 |
| CE No. | Name | Chinese |
|---|---|---|
| AAC389 | CHAN Yiu Kwong | 陳耀廣 |
| AAC409 | WONG On Bui GRETE | 黃䢿 珼 |
| AAD175 | NG Sui Man | 吳瑞民 |
| ADA739 | HUNG King Wan | 孔景雲 |
| AEA008 | WONG Yu Lui | 黃宇雷 |
| AMA244 | LAU So Mei, Susan | 劉素媚 |
| AND728 | HUO Limin | 霍麗敏 |
| AQI898 | WONG Chun Wai | 黃俊威 |
| AQT307 | LIU Keung | 廖強 |
| ARB302 | HU Qian | 胡倩 |
| ARI079 | LONG Fei | 龍飛 |
| ASM230 | LIN Tianru | 林天儒 |
| AUN616 | WANG Xiaoming | 王小明 |
| AUS555 | NG Ho Wai | 伍灝維 |
| AXU943 | YANG Yiqiong | 楊義琼 |
| AXX081 | ZHU Jun | 朱珺 |
| AXZ195 | LAM Choi Wan | 林彩雲 |
| AYY921 | CHEN Wenjun | 陳文軍 |
| AZN356 | KWAN Kiu Fung | 關翹峰 |
| AZU987 | ZHAO Hanqing | 趙漢青 |
| AZY392 | YING Zhiguang | 應智廣 |
| BAO926 | FU Shumeng | 符抒萌 |
| BAO927 | JIA Aiping | 賈愛萍 |
| BAT856 | MANG Po Ping | 孟保平 |
| BAZ414 | ZHOU Lei | 周磊 |
| BBN890 | KONG Peishi | 孔佩詩 |
| BBU442 | LU Hongmei | 盧紅梅 |
| BBU448 | WANG Xueting | 王雪婷 |
| BBX850 | LI Li | 李莉 |
| BCC010 | SONG Xinyu | 宋欣宇 |
| BCG580 | WEI Dong | 衛東 |
| BCP964 | ZHU Wen | 朱紋 |
| BDE490 | YAU Chung Yuen | 游松源 |
| BDJ265 | HUANG Qingbo | 黃慶波 |
| BDY864 | LAM Kin Shing | 林建盛 |
| BFN682 | HE Li | 何勵 |
| BHD246 | LAI Songbin | 賴頌彬 |
| BHL390 | ZHANG Zhisheng | 張稚聲 |
| BHP324 | ZHENG Sidan | 鄭思丹 |
| BJO038 | LI Fangfang | 李芳芳 |
| BJO644 | YANG SEN | 楊森 |
| BJP296 | SIU Lam Ka, Susanna | 蕭琳嘉 |
| BKC422 | YANG Qian | 楊嵌 |
| BLI106 | KONG Pak Yong Andy | 江泊融 |
| BLM040 | LIN Xingqiu | 林興秋 |
| BLN914 | LI Chengru | 李承儒 |
| BLO863 | DUAN Jingxian | 段靜嫻 |
| BPJ007 | LI Jing | 李兢 |
| BPJ833 | XIAO Nan | 肖楠 |
| BPJ837 | HUNG WING SHAN | 熊詠珊 |
| BPT227 | ZHANG Sida | 張思達 |
| BPW827 | YANG Shu | 楊舒 |
| BRJ883 | LI Yiduan | 李乙端 |
| BRS195 | SHAO Ziye | 邵子曄 |
| BSJ621 | CHAN Wai | 陳瑋 |
| BTT417 | SONG Yujuan | 宋瑜娟 |
| BUB067 | YE Yingmin | |
| BUQ780 | FENG Hao | 馮浩 |
| BVT662 | XU Kaiwen | 许开文 |
| BVT663 | GAO Shufa | 高树发 |
| BWS791 | WANG Yufei | 王雨菲 |
| BXB492 | ZHANG Zhengwei | 章郑伟 |