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MAO Li

毛力
CE AQG730Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MAO Li (CE number AQG730) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司
RepresentativeGuoyuan Capital (Hong Kong) Limited
國元融資(香港)有限公司

Licence Record (5)

2016-08-05 – present Current
Guoyuan Capital (Hong Kong) Limited Rep
RA 1 RA 6
2010-05-26 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited RO
RA 1 RA 4
2013-01-16 – 2016-06-30
First Shanghai Capital Limited Rep
RA 6
2010-01-15 – 2020-01-21
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1 RA 4
2008-02-18 – 2013-01-04
First Shanghai Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQG730