WONG King Chung

黃勁聰

CE APB407Licensed IndividualResponsible OfficerSFO licence active

WONG King Chung (CE number APB407) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司
Responsible Officer	Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司

Licence Record (11)

2024-12-19 – present Current

Guoyuan Securities Brokerage (Hong Kong) Limited RO

RA 1

2024-09-27 – present Current

Guoyuan Capital (Hong Kong) Limited RO

RA 1 RA 6

2019-11-15 – 2023-08-09

China Merchants Securities (HK) Co., Limited RO

RA 1 RA 6

2019-09-05 – 2023-08-09

China Merchants Securities (HK) Co., Limited Rep

RA 1 RA 6

2018-11-07 – 2019-08-08

China Everbright Securities (HK) Limited RO

RA 1 RA 4 RA 6

2017-08-14 – 2019-08-08

China Everbright Capital Limited RO

RA 1 RA 4 RA 6

2015-03-10 – 2017-06-27

KGI Capital Asia Limited RO

RA 1 RA 6

2014-09-29 – 2015-03-10

KGI Capital Asia Limited Rep

RA 1 RA 6

2014-05-27 – 2014-08-29

BOCOM International (Asia) Limited RO

RA 1 RA 6

2009-09-28 – 2014-05-27

BOCOM International (Asia) Limited Rep

RA 1 RA 6

2007-06-07 – 2008-05-22

Credit Suisse (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APB407