KGI Capital Asia Limited
凱基金融亞洲有限公司
CE ADT039Licensed Corporation
KGI Capital Asia Limited is a Hong Kong SFC licensed corporation (CE number ADT039). First licensed on 2003-11-05. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-11-05 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-11-05 |
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| ABN376 | LEE Siu Lun | 李兆麟 |
| ABR276 | WONG Hoe Choon Reddy | 黃浩泉 |