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YU Chun Wai

余俊緯
CE AWL989Licensed IndividualSFO licence active
Official SFC record

YU Chun Wai (CE number AWL989) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Capital Asia Limited
凱基金融亞洲有限公司

Licence Record (3)

2023-12-22 – present Current
KGI Capital Asia Limited Rep
RA 1 RA 4
2020-03-30 – present Current
KGI Asia Limited Rep
RA 1
2010-12-16 – 2012-06-23
Tai Shing Stock Investment Co. Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWL989