China Merchants Securities (HK) Co., Limited is a Hong Kong SFC licensed corporation (CE number AAI650). First licensed on 2005-01-26. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-01-26 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2005-02-15 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-01-26 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-01-26 |
| RA 9 | Asset Management | 提供資產管理 | 2005-01-26 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ABM891 | MOK Wai Hung | 莫偉雄 |
| AED651 | LEE Wing Yin | 李詠賢 |
| AFB711 | SHUM Wai Bill, Patrick | 岑維標 |
| AFJ510 | LEE Yat Fai, Sam | 李日暉 |
| AFS830 | WONG Tin Yu | 黃天宇 |
| AGC693 | CHUNG Ho Tung | 鍾浩東 |
| AGK929 | WONG Weng Kuong | 黃永光 |
| AKI549 | CONG Lufeng | 叢魯峰 |
| AKY988 | CHAN Man, Anna | 陳敏 |
| APB940 | FONG Chung Bo | 方松波 |
| APP796 | WONG Tang Kit | 王騰傑 |
| AXA214 | TANG Fung | 鄧峰 |
| AXG902 | TSOI Chun Hei | 蔡進曦 |
| AYN641 | ZHANG Na | 張娜 |
| AYW579 | KONG Yuk Chuen | 江育全 |
| AZL247 | LAU Cheuk Ho | 劉焯豪 |
| AZM662 | LUO Yi | 羅軼 |
| BBD585 | CHAN Ka Ming | 陳家明 |
| BBT729 | FAN Jingyi | 樊婧懿 |
| BCH640 | XIONG Xinze | 熊新賾 |
| BEE229 | LAI Yan | 賴焉 |
| BFM348 | ZHAO Guangyuan | 趙光遠 |
| BGP809 | JIANG Yue | 姜越 |
| BHO251 | LIU Kai Kin | 廖啓健 |
| BHO363 | HEUNG Siu Hing | 香兆興 |
| BIK422 | WANG Ruoxi | 王若熹 |
| BIO431 | LEE Kwok Yan | 李珏昕 |
| BIP990 | WANG Jian | 王堅 |
| BOA530 | XIE Boji | 謝帛芰 |
| BOQ086 | CHEN Yang | 陈阳 |
| BPD881 | ZHANG Lixin | 張立新 |
| BPN681 | LIANG Sheng | 梁胜 |
| BQO308 | LU Gonglu | 鲁公路 |
| BRP943 | CHEN Zhujing | 陳珠菁 |
| BXC023 | LIU Haiyan | 刘海燕 |
| CE No. | Name | Chinese |
|---|---|---|
| AAD752 | MAN Kin Wan, Andrew | 萬健運 |
| AAF064 | KWOK Siu Ling | 郭小玲 |
| AAG231 | CHENG Wai Kai, Eddy | 鄭偉佳 |
| AAI706 | LAM Tat Chi | 林達智 |
| AAJ203 | CHEUNG Ngai Yi, Charlotte | 張艾儀 |
| ACB932 | CHAN Kit Ling | 陳潔玲 |
| ACJ816 | TSOI Wai Hin | 蔡緯憲 |
| ACS038 | WONG Tsan Fai | 黃燦輝 |
| ADZ532 | YAU Yung Wa | 游榕華 |
| AEE181 | HO Kar Yee | 何嘉儀 |
| AEJ096 | CHUANG Ka Chun | 莊家俊 |
| AEL779 | CHAN Wang | 陳宏 |
| AEL930 | CHENG Helen | 鄭禧倫 |
| AEX286 | WONG Pui Ling, Emenry | 黃佩玲 |
| AFE750 | CHIN Ah Man | 錢亞敏 |
| AFS830 | WONG Tin Yu | 黃天宇 |
| AFU919 | CHONG Ngai Chung | 莊艾聰 |
| AGC693 | CHUNG Ho Tung | 鍾浩東 |
| AGJ086 | SO Siu Lam, Simon | 蘇兆霖 |
| AGJ166 | LEUNG Man Kit | 梁文傑 |
| AGJ506 | LO Sau Ling | 盧秀玲 |
| AGJ515 | LEUNG Kwok Wai | 梁國偉 |
| AIK986 | CHAU Hung | 周洪 |
| AIW951 | LIAO Sheung Mui | 廖湘嵋 |
| AJT939 | LI Shing | 李誠 |
| AKS664 | TSEUNG Tak Kwan | 蔣得軍 |
| ALQ214 | JU You Li | 居有莉 |
| ALQ679 | YUE Chun Shun | 茹宗舜 |
| ALW384 | KWAN Wai Hang, William | 關威恒 |
| AMX142 | CHAN Chi Sum | 陳志森 |
| AMY869 | NG Kei Yuen | 吳基源 |
| ANG395 | CHIM Wing Yiu, Winston | 詹永耀 |
| ANP921 | LAM Pui Hei | 林培喜 |
| ANQ008 | LUO Xia | 羅霞 |
| ANQ064 | NG Kwan Yat | 伍君逸 |
| ANT603 | TONG Yu On | 唐宇安 |
| AOA129 | CHIU Yat Sha | 趙一沙 |
| AOK734 | XU Bei | 徐蓓 |
| AOR111 | LI Min | 李敏 |
| APB940 | FONG Chung Bo | 方松波 |
| APC802 | HO Chi Tak | 何智德 |
| APW805 | CAO Jun | 曹軍 |
| AQV698 | LIANG Yonghuo | 梁勇活 |
| AQW076 | HUI Yee Mei | 許綺媚 |
| ARH236 | LEE Kin Chun | 李健駿 |
| ARM324 | LEUNG Yee Ching | 梁已正 |
| ARN580 | LI Yi | 李頤 |
| ARU560 | LUI Chi Hang | 雷志恒 |
| ARV786 | TANG Chun Pong | 鄧鎮邦 |
| ASL829 | MENG Peihui | 蒙培慧 |
| AUI080 | POON Wai Yip | 潘偉業 |
| AUX356 | IP Kim Hung | 葉劍雄 |
| AVC341 | WU Lai Ping | 胡麗平 |
| AWE923 | LO Chi Shing | 盧志成 |
| AWY509 | XU Yuliang | 胥宇亮 |
| AXA214 | TANG Fung | 鄧峰 |
| AXG042 | LAM Chi Shing | 林梓誠 |
| AXJ784 | WONG Ming Him | 黃銘謙 |
| AXL545 | ZHANG Hairong | 張海蓉 |
| AYD551 | CHENG King Hang | 鄭敬鏗 |
| AYM807 | HAN Shilang | 韓詩朗 |
| AYW579 | KONG Yuk Chuen | 江育全 |
| AZL247 | LAU Cheuk Ho | 劉焯豪 |
| AZY390 | HUI Suet Kwan | 許雪君 |
| BAR480 | WONG Ka Long | 黃家朗 |
| BBD585 | CHAN Ka Ming | 陳家明 |
| BBP197 | MAK Chung Kit | 麥宗杰 |
| BBP445 | WANG Hai | 汪海 |
| BBY219 | MOK Tsz Ho | 莫梓豪 |
| BCE499 | HUO Xintong | 霍薪同 |
| BCJ327 | XIE Yi | 謝貽 |
| BCO533 | HONG Yu Shing | 洪于城 |
| BCZ347 | WANG Wenchao | 王文超 |
| BDC212 | CHAN Wing Sze | 陳穎詩 |
| BDV984 | HUI Yin Ni | 許嫣妮 |
| BEE447 | CHEN Xiaoyun | 陳曉云 |
| BEJ741 | CHEUNG Yik Sing | 張奕星 |
| BEL328 | LIN Lung Sang, Stanley | 練龍生 |
| BEM828 | WU Ying Yan | 吳盈茵 |
| BEO884 | WANG Daiwei | 王黛瑋 |
| BFA405 | ZHENG Zimu | 鄭子牧 |
| BFM405 | WEI Yun | 魏芸 |
| BFZ209 | CHEUNG Raymond Shiu Sing | 張劭聲 |
| BGA836 | LI Rui | 李睿 |
| BGE920 | ZHU Manfang | 朱曼芳 |
| BGH496 | PANG Min Chu | 彭勉珠 |
| BGK791 | YIP Lam Lam | 叶琳琳 |
| BGL470 | CHOI Lai Hang, Vanessa | 蔡勵恆 |
| BGX386 | CHENG Ching To | 鄭鉦陶 |
| BHC544 | CHANG HOCKY | 張賀喬 |
| BHF782 | GAO Jingjin | 高靖金 |
| BHG937 | ZHOU You | 周游 |
| BHJ995 | CHEN Zhuhong | 陳鑄鴻 |
| BHO183 | XIAO Mingyi | 蕭明藝 |
| BHO251 | LIU Kai Kin | 廖啓健 |
| BHO363 | HEUNG Siu Hing | 香兆興 |
| BHO403 | PAN Wen | 潘文 |
| BHW899 | WANG Yue | 王月 |
| BIH719 | TU Ying | 涂穎 |
| BIK422 | WANG Ruoxi | 王若熹 |