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CHEUNG Raymond Shiu Sing

張劭聲
CE BFZ209Licensed IndividualSFO licence active
Official SFC record

CHEUNG Raymond Shiu Sing (CE number BFZ209) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (5)

2021-07-21 – present Current
China Merchants Futures (HK) Co., Limited Rep
RA 2
2021-06-21 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4
2021-05-25 – 2021-06-11
Phoenician Securities Limited RO
RA 1
2018-12-03 – 2020-02-11
Saxo Capital Markets HK Limited Rep
RA 1 RA 2 RA 3
2015-08-11 – 2018-11-02
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFZ209