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LO Chi Shing

盧志成
CE AWE923Licensed IndividualSFO licence active
Official SFC record

LO Chi Shing (CE number AWE923) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (10)

2024-09-20 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1
2024-09-20 – present Current
China Merchants Futures (HK) Co., Limited Rep
RA 2
2020-05-26 – 2024-04-19
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2020-05-26 – 2024-04-19
CITIC Securities Futures (HK) Limited Rep
RA 2
2013-10-09 – 2020-05-13
Celestial Securities Limited Rep
RA 1
2013-10-09 – 2020-05-13
Celestial Commodities Limited Rep
RA 2
2012-04-17 – 2013-09-17
Luk Fook Securities (HK) Limited Rep
RA 1
2012-04-17 – 2013-09-17
Luk Fook Futures (HK) Limited Rep
RA 2
2010-11-25 – 2012-04-05
RHB Securities Hong Kong Limited Rep
RA 1
2010-11-25 – 2012-04-05
RHB Futures Hong Kong Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWE923