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WU Ying Yan

吳盈茵
CE BEM828Licensed IndividualSFO licence active
Official SFC record

WU Ying Yan (CE number BEM828) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (4)

2025-04-22 – present Current
China Merchants Futures (HK) Co., Limited Rep
RA 2
2021-06-10 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1
2015-06-04 – 2021-06-01
Cinda International Securities Limited Rep
RA 1
2014-12-15 – 2015-05-26
Wintone Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEM828