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LUK Wai Sum

陸偉琛
CE BGE246Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUK Wai Sum (CE number BGE246) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSunny Fortune Capital Limited
日進資本有限公司

Licence Record (5)

2023-01-20 – present Current
Sunny Fortune Capital Limited RO
RA 1 RA 4 RA 6
2020-02-14 – 2023-01-20
Sunny Fortune Capital Limited Rep
RA 1 RA 4 RA 6
2015-09-09 – 2019-08-11
South China Securities Limited Rep
RA 1
2015-09-09 – 2019-08-11
South China Research Limited Rep
RA 4
2015-09-09 – 2019-08-11
South China Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGE246