Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CAI Qing

蔡清
CE BVA331Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CAI Qing (CE number BVA331) is an individual licensed by the Hong Kong SFC. First licensed on 2024-06-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (3)

2026-09-28 – present Current
China Merchants Securities (HK) Co., Limited RO
RA 1
2025-01-08 – 2026-02-09
CMS Asset Management (HK) Co., Limited RO
RA 4 RA 9
2024-06-06 – 2025-01-08
CMS Asset Management (HK) Co., Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVA331