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CMS Asset Management (HK) Co., Limited

招商證券資產管理(香港)有限公司
CE ARS756Licensed Corporation
Date of licence (SFO)
2009-03-31
Register as of
2026-07-21
Last indexed
2026-07-22 04:05 UTC
Official SFC record

CMS Asset Management (HK) Co., Limited is a Hong Kong SFC licensed corporation (CE number ARS756). First licensed on 2009-03-31. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2026-05-21
RA 4Advising on Securities就證券提供意見2012-02-01
RA 9Asset Management提供資產管理2009-03-31

Responsible Officers (4)

CE No.NameChinese
ANM983CHEUNG Man Ling張敏玲
BOB236CHEN Gong陳弓
BXC023LIU Haiyan刘海燕
BXG906CHEN Ping陳平

Representatives (11)

CE No.NameChinese
BCC071LI Xiaowei李晓蔚
BEM653CHEN Yu陳昱
BOC357SONG Yunzhe宋云喆
BRE388CHENG Yueyang程越洋
BRG822LAM King Yin林京賢
BRK207CUI Tianyi崔添伊
BSJ082CHAN On Ni陳安妮
BTM897LIN Lidong林立東
BWN657GAO Chen高晨
BWV324LANG Yanbo郎彥博
BXS364ZHANG Yichuan張弋川

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/ARS756