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CHAN On Ni

陳安妮
CE BSJ082Licensed IndividualSFO licence active
Official SFC record

CHAN On Ni (CE number BSJ082) is an individual licensed by the Hong Kong SFC. First licensed on 2022-04-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMS Asset Management (HK) Co., Limited
招商證券資產管理(香港)有限公司

Licence Record (3)

2025-12-22 – present Current
CMS Asset Management (HK) Co., Limited Rep
RA 4 RA 9
2023-07-19 – 2025-04-27
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 9
2022-04-26 – 2023-04-02
SinoPac Asset Management (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSJ082