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LI Xiaowei

李晓蔚
CE BCC071Licensed IndividualSFO licence active
Official SFC record

LI Xiaowei (CE number BCC071) is an individual licensed by the Hong Kong SFC. First licensed on 2013-10-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMS Asset Management (HK) Co., Limited
招商證券資產管理(香港)有限公司

Licence Record (4)

2026-04-15 – present Current
CMS Asset Management (HK) Co., Limited Rep
RA 4 RA 9
2021-03-24 – 2024-07-01
Haitong International Investment Managers Limited Rep
RA 1 RA 4 RA 9
2021-03-24 – 2024-07-01
Haitong International Asset Management (HK) Limited Rep
RA 4 RA 5 RA 9
2013-10-17 – 2020-11-13
Guotai Junan Assets (Asia) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCC071