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LIU Kai Kin

廖啓健
CE BHO251Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Kai Kin (CE number BHO251) is an individual licensed by the Hong Kong SFC. First licensed on 2016-05-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (6)

2026-05-29 – present Current
China Merchants Securities (HK) Co., Limited RO
RA 6
2026-05-14 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 6
2023-12-18 – 2026-04-14
CCB International Capital Limited RO
RA 1 RA 4 RA 6
2018-05-04 – 2023-12-18
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2016-05-31 – 2018-04-20
SDIC Securities (Hong Kong) Limited Rep
RA 1
2016-05-31 – 2018-04-20
SDIC Securities Corporate Finance (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHO251