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TSOI Chun Hei

蔡進曦
CE AXG902Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSOI Chun Hei (CE number AXG902) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
Responsible OfficerChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (4)

2018-11-13 – present Current
China Merchants Securities (HK) Co., Limited RO
RA 1
2018-11-13 – present Current
China Merchants Futures (HK) Co., Limited RO
RA 2
2011-06-24 – 2018-11-13
China Merchants Futures (HK) Co., Limited Rep
RA 2
2011-05-16 – 2018-11-13
China Merchants Securities (HK) Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG902