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MAK Chung Kit

麥宗杰
CE BBP197Licensed IndividualSFO licence active
Official SFC record

MAK Chung Kit (CE number BBP197) is an individual licensed by the Hong Kong SFC. First licensed on 2013-07-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (7)

2017-11-13 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1
2017-08-16 – 2017-10-27
Quam Securities Limited Rep
RA 1 RA 2
2017-06-08 – 2017-07-21
iBest Investment Services Limited Rep
RA 3
2015-05-18 – 2017-07-21
Haitong International Securities Company Limited Rep
RA 1 RA 3
2015-05-18 – 2017-07-21
Haitong International Futures Limited Rep
RA 2
2013-09-16 – 2014-02-10
Annum Asset Management (Hong Kong) Limited Rep
RA 9
2013-07-29 – 2015-04-30
I-Access Investors Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBP197