Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Annum Asset Management (Hong Kong) Limited

CE BAT778Licensed Corporation
Date of licence (SFO)
2013-07-05
Register as of
2026-07-21
Last indexed
2026-07-21 18:05 UTC

Annum Asset Management (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number BAT778). First licensed on 2013-07-05. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2021-07-20
RA 4Advising on Securities就證券提供意見2013-12-24
RA 9Asset Management提供資產管理2013-07-05

Responsible Officers (2)

CE No.NameChinese
BGG701SUNG Hung-Wei宋泓緯
BJU213XIAO Wen肖文

Representatives (15)

CE No.NameChinese
ABE957LUI Yiu Cho, Samson呂耀祖
AHR503XU Yujie許宇洁
AJN350TING Hao-wei丁豪威
AME527OU Ofra Sueh Hung歐雪虹
APF965SHUM Chun Wai沈俊威
ARJ810AU Pak Sze歐柏斯
BPL275WEI Yu魏鈺
BQC450SEIPELT Yan Yi蔡欣怡
BSI728YU Mingfei俞鸣飞
BTO854LI Jin Yi李進壹
BTO970LIU Tzu Ning劉子寧
BUV102WONG Chin Wing Michelle王芊穎
BWP697SZE Chun Wing施俊榮
BXE579LO Kin Fan Karena勞建勛
BXY565AU Wing Yee區穎怡