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HSIEH Ming Hung

謝明宏
CE AIR925Licensed IndividualSFO licence active
Official SFC record

HSIEH Ming Hung (CE number AIR925) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAnnum Asset Management (Hong Kong) Limited

Licence Record (8)

2018-11-28 – 2023-08-11
Luk Fook Securities (HK) Limited RO
RA 1
2018-10-15 – 2018-11-28
Luk Fook Securities (HK) Limited Rep
RA 1
2018-10-15 – 2023-08-11
Luk Fook Futures (HK) Limited Rep
RA 2
2016-08-29 – 2018-09-01
Founder Futures (Hong Kong) Limited Rep
RA 2
2016-05-30 – 2018-09-01
Founder Securities (Hong Kong) Limited RO
RA 1
2015-05-15 – 2016-05-30
Founder Securities (Hong Kong) Limited Rep
RA 1
2004-03-01 – 2015-05-01
JS Cresvale Securities International Limited Rep
RA 1
2003-05-16 – 2004-01-08
SinoPac Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIR925