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Founder Securities (Hong Kong) Limited

方正證券(香港)有限公司
CE BEC725Licensed Corporation
Date of licence (SFO)
2014-12-19
Register as of
2026-07-22
Last indexed
2026-07-22 17:05 UTC
Official SFC record

Founder Securities (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number BEC725). First licensed on 2014-12-19. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2014-12-19
RA 4Advising on Securities就證券提供意見2018-11-21

HKEX Participantships (4)

China Connect Clearing Participant #B01978 China Connect Exchange Participant #01978 HKSCC Clearing Participant #B01978 SEHK Participant #01978

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (6)

CE No.NameChinese
ABY425NIP Yiu Chuen聶耀泉
ACX643PUN Tze Miu潘子苗
AQS372CHEN Yu陳裕
AUS655LIU Wei劉偉
BLC497LIU Haoyu劉皓宇
BUP114ZHOU Qun周群

Representatives (1)

CE No.NameChinese
AEM854CHAN Yuen Yee陳婉兒

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BEC725