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LIU Wei

劉偉
CE AUS655Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Wei (CE number AUS655) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFounder Asset Management (Hong Kong) Limited
方正資產管理(香港)有限公司
Responsible OfficerFounder Securities (Hong Kong) Limited
方正證券(香港)有限公司

Licence Record (9)

2021-08-19 – present Current
Founder Asset Management (Hong Kong) Limited RO
RA 9
2019-11-08 – present Current
Founder Securities (Hong Kong) Limited RO
RA 1 RA 4
2019-11-08 – 2021-12-13
Founder Futures (Hong Kong) Limited RO
RA 2
2019-05-10 – 2019-11-08
Founder Securities (Hong Kong) Limited Rep
RA 1
2019-05-10 – 2019-11-08
Founder Futures (Hong Kong) Limited Rep
RA 2
2018-02-02 – 2019-04-18
Shenwan Hongyuan Securities (H.K.) Limited RO
RA 1
2018-02-02 – 2019-04-18
Shenwan Hongyuan Futures (H.K.) Limited RO
RA 2
2011-01-19 – 2018-02-02
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2010-02-17 – 2018-02-02
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUS655