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LIU Haoyu

劉皓宇
CE BLC497Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Haoyu (CE number BLC497) is an individual licensed by the Hong Kong SFC. First licensed on 2018-12-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFounder Asset Management (Hong Kong) Limited
方正資產管理(香港)有限公司
Responsible OfficerFounder Securities (Hong Kong) Limited
方正證券(香港)有限公司

Licence Record (4)

2022-07-06 – present Current
Founder Securities (Hong Kong) Limited RO
RA 1 RA 4
2022-07-06 – present Current
Founder Asset Management (Hong Kong) Limited RO
RA 9
2019-12-09 – 2020-05-11
Donghai International Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2018-12-20 – 2020-10-24
Donghai International Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLC497