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CHAN Yuen Yee

陳婉兒
CE AEM854Licensed IndividualSFO licence active
Official SFC record

CHAN Yuen Yee (CE number AEM854) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFounder Asset Management (Hong Kong) Limited
方正資產管理(香港)有限公司
RepresentativeFounder Securities (Hong Kong) Limited
方正證券(香港)有限公司

Licence Record (5)

2022-09-29 – present Current
Founder Asset Management (Hong Kong) Limited Rep
RA 9
2020-11-16 – present Current
Founder Securities (Hong Kong) Limited Rep
RA 1 RA 4
2020-11-16 – 2021-12-13
Founder Futures (Hong Kong) Limited Rep
RA 2
2003-05-26 – 2020-10-29
First Shanghai Securities Limited Rep
RA 1 RA 7
2003-05-22 – 2020-10-29
First Shanghai Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEM854