Quam Securities Limited is a Hong Kong SFC licensed corporation (CE number AAC577). First licensed on 2004-10-15. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-10-15 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2004-10-15 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-10-15 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2012-05-25 |
| RA 9 | Asset Management | 提供資產管理 | 2007-05-14 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ABM370 | WONG Stacey Martin | 黃偉誠 |
| ABV605 | LAM Kin Hing, Kenneth | 林建興 |
| AEF393 | CHAN Shing Ming, Louis | 陳成名 |
| AFG881 | TANG Sei Kit | 鄧思傑 |
| AFU688 | HUI John | 許僑聲 |
| AFY374 | CHIU Chun Kit, Calvin | 趙進傑 |
| AGL147 | YAN Chi Kwan | 顏志軍 |
| AKW755 | CHEUNG Mang | 張萌 |
| ARE186 | RUAN Wenjun | 阮文駿 |
| ASK571 | YAN Ching Man | 甄靜敏 |
| AZK340 | YEUNG Pui Yee | 楊佩儀 |
| BAN204 | KONG Kwun Lau | 江觀留 |
| BJP054 | TANG Tsz Mei | 鄧紫微 |
| CE No. | Name | Chinese |
|---|---|---|
| AAD577 | CHOW King Ho | 周景豪 |
| AAG211 | MOK Chi Keung, Andy | 莫志強 |
| AAH522 | YEUNG Ying Ki | 楊英奇 |
| AAH923 | TING Shu Fai | 丁樹輝 |
| AAN686 | LAM Wai Hon | 林懷漢 |
| AAW660 | FUNG Kam Fong, Kammy | 馮錦芳 |
| AAY480 | LAI Iu Wah | 黎耀華 |
| ABK258 | LEUNG Shing Wai | 梁成偉 |
| ABM253 | CHAN Yung Ho | 陳用豪 |
| ABZ069 | KWONG Wai Ngok | 鄺維岳 |
| ACA602 | TANG Kwok Chuen | 鄧國全 |
| ACB354 | TAI Ngar Lun, Alan | 戴雅麟 |
| ACE455 | FOO Chi Ming | 傅志明 |
| ACJ216 | LEUNG Chun Pong | 梁振邦 |
| ACV324 | TAM Wai Ming | 譚偉明 |
| ADI024 | LAM Fung Chun | 林鳳珍 |
| ADI688 | WONG Kan Fai | 黃勤輝 |
| AEC814 | CHU Wai Ming | 朱偉明 |
| AEF393 | CHAN Shing Ming, Louis | 陳成名 |
| AEU142 | HON Sze Long | 韓思朗 |
| AEV017 | LI Tak Lun | 李德麟 |
| AEX433 | WONG Tat Kwan, Vincent | 王達群 |
| AEZ397 | WONG Ho Fei | 王浩騑 |
| AFA134 | CHAN Wai Tong, Tony | 陳偉堂 |
| AFC193 | YEUNG Suet Mui | 楊雪梅 |
| AFU688 | HUI John | 許僑聲 |
| AHC468 | CHIA Shau Hiung | 謝韶雄 |
| AHX592 | WONG Yung | 黃勇 |
| AIC797 | POON Philip Chung Hein | 潘頌軒 |
| AJA295 | YAU Ka Wai, Terry | 邱家威 |
| AJE090 | TANG Wong Shing | 鄧煌勝 |
| AME890 | LEUNG Hey Pak | 梁浠柏 |
| AMS111 | LI Zhonghai | 李忠海 |
| AOQ868 | WU Ho Yin | 胡浩然 |
| APG477 | LEE Wai Kwan | 李慧群 |
| APH264 | LAU Siu Ming | 劉紹銘 |
| APH411 | CHIU Wai Yin | 趙蔚賢 |
| API132 | YE Fei Yue | 葉飛越 |
| APK227 | KWONG Chin Cheung | 鄺展翔 |
| AQE454 | FONG Tak Jim | 方德霑 |
| AQR945 | KWONG Chun Kin | 鄺鎮健 |
| AQS021 | CHAN Wai Lun | 陳偉崙 |
| ARH867 | WONG Heung Wing | 黃向榮 |
| ASF263 | LEUNG Ching Ping, Larry | 梁正平 |
| ASI305 | JIANG Quan | 姜泉 |
| ASI306 | PAN Xing | 潘興 |
| ASL211 | JIANG Zhengxi | 姜鄭熙 |
| ASM260 | LI Shuang | 李爽 |
| ATC943 | LIU Tiejun | 劉鐵軍 |
| ATL696 | LI Mingliang | 黎明亮 |
| ATW931 | CHAN Hoi Pong | 陳凱邦 |
| ATY807 | ZHANG Xueman | 張雪曼 |
| ATY808 | ZHONG Qi | 鍾琪 |
| AUG900 | LEUNG Hung Ying | 梁虹英 |
| AUO078 | LAM Chun Yim | 林駿棪 |
| AUX349 | CHENG Kwok Wai | 鄭國偉 |
| AVJ022 | SHUM Bun Chuen Banny | 沈斌全 |
| AVT075 | LEAN Chun Chung | 林俊聰 |
| AVT078 | CHENG Tung Lung | 鄭東龍 |
| AWA517 | YUEN Che Hay | 阮子曦 |
| AXA158 | ZHENG Jun | 鄭君 |
| AXL714 | SHUM Michelle | 沈霏瑤 |
| AXV091 | NGAI Ching | 倪晶 |
| AYB233 | SHAM Wing Yan, Vivian | 岑穎欣 |
| AYJ116 | TONG Ka Man | 唐嘉敏 |
| AYX426 | SHEN Weixin | 沈慰新 |
| BAM357 | LAU Ka Chung | 劉家聰 |
| BAZ962 | CHIANG Lu Wa | 蔣路樺 |
| BDW403 | HU Yihai | 胡奕海 |
| BFM764 | POON Yin Ming | 潘彥銘 |
| BGD494 | LEE Shun Hang | 李信衡 |
| BGL488 | LAM Jing Wei Kyle | 林靖緯 |
| BGL974 | NG Wing Fung | 吳永峰 |
| BHA260 | YIP Kwok Wing | 葉國榮 |
| BHG130 | LIU Yao | 劉堯 |
| BHW631 | YU Ka Leung | 余家樑 |
| BIB419 | POON Tsz Wang | 潘子弘 |
| BID161 | SHUM Fuk Min | 沈福綿 |
| BIE369 | LUK Chin Man | 陸展文 |
| BIT839 | LEUNG Kai Hin | 梁啟軒 |
| BJK269 | LEUNG Hoi Chun | 梁凱俊 |
| BJU606 | TSANG Cheuk Man | 曾卓旼 |
| BMW526 | CHAN Yat Cheong | 陳逸昌 |
| BMY707 | CHAN Yiu Kong | 陳耀港 |
| BNV512 | LAI Wing Nga | 黎詠雅 |
| BOA484 | TANG Wai Ho | 鄧偉豪 |
| BOH824 | CHEN Wai Lee | 陳偉利 |
| BOL231 | TO Kit Lam | 杜潔琳 |
| BQN921 | KWOK Ka Yi | 郭家意 |
| BRE394 | LAW Ka Chung | 羅家聰 |
| BRZ349 | REN Siting | 任斯珽 |
| BVF424 | YAO XINGZHU | 姚星竹 |
| BXB085 | CHAN Ching Kwan | 陳正鈞 |
| BXF324 | LIU Chuangang | 劉傳剛 |