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WONG Stacey Martin

黃偉誠
CE ABM370Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Stacey Martin (CE number ABM370) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerQuam Capital Limited
華富建業企業融資有限公司
Responsible OfficerQuam Securities Limited
華富建業證券有限公司

Licence Record (7)

2018-10-22 – present Current
Quam Securities Limited RO
RA 1 RA 2 RA 4 RA 6 RA 9
2018-05-24 – present Current
Quam Capital Limited RO
RA 1 RA 6
2018-01-10 – 2018-05-24
Quam Capital Limited Rep
RA 6
2017-03-17 – 2017-11-07
CMBC International Capital Limited RO
RA 1 RA 6
2012-10-31 – 2013-02-01
MIB Securities (Hong Kong) Limited Rep
RA 6
2003-08-08 – 2012-09-30
Piper Jaffray Asia Limited RO
RA 1 RA 6
2003-04-17 – 2003-07-11
Armstrong Capital Limited RO
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABM370