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KONG Kwun Lau

江觀留
CE BAN204Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KONG Kwun Lau (CE number BAN204) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerQuam Securities Limited
華富建業證券有限公司

Licence Record (9)

2023-11-22 – present Current
Quam Securities Limited RO
RA 1 RA 2
2019-07-10 – 2023-11-22
Quam Securities Limited Rep
RA 1 RA 2
2018-10-04 – 2019-06-23
Tian Yuan Finance Limited Rep
RA 1
2018-10-04 – 2019-06-23
Tian Yuan Finance (Index Trading) Limited Rep
RA 2
2017-04-21 – 2018-09-09
Lion International Securities Group Limited Rep
RA 1
2017-04-21 – 2018-09-09
Lion Futures Limited Rep
RA 2
2016-07-12 – 2017-03-31
Bright Smart Forex Limited Rep
RA 3
2012-11-29 – 2017-03-31
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2012-11-29 – 2017-03-31
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAN204