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HUI John

許僑聲
CE AFU688Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUI John (CE number AFU688) is an individual licensed by the Hong Kong SFC. First licensed on 2003-10-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 8 (Securities margin financing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 8 Securities Margin Financing
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerQuam Securities Limited
華富建業證券有限公司
RepresentativeQuam Securities Limited
華富建業證券有限公司

Licence Record (19)

2016-02-03 – present Current
Quam Securities Limited RO
RA 1 RA 2 RA 4
2016-01-13 – present Current
Quam Securities Limited Rep
RA 1 RA 2 RA 4 RA 9
2017-05-29 – 2018-12-04
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 1 RA 4
2017-05-29 – 2018-12-04
China Galaxy International Futures (Hong Kong) Co., Limited RO
RA 2
2017-04-07 – 2017-05-29
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2017-01-20 – 2017-05-29
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 4
2016-11-30 – 2017-01-06
CMBC International Securities Limited RO
RA 1 RA 4
2012-10-10 – 2015-06-17
RHB Securities Hong Kong Limited RO
RA 1
2012-10-10 – 2015-06-17
RHB Futures Hong Kong Limited RO
RA 2
2012-09-07 – 2012-10-10
RHB Securities Hong Kong Limited Rep
RA 1
2012-09-07 – 2012-10-10
RHB Futures Hong Kong Limited Rep
RA 2
2012-01-19 – 2012-08-25
Piper Jaffray Asia Securities Limited RO
RA 1 RA 2
2005-03-21 – 2012-01-19
Piper Jaffray Asia Securities Limited Rep
RA 1
2005-03-21 – 2012-08-25
Piper Jaffray Asia Futures Limited Rep
RA 2
2004-08-27 – 2005-03-21
China Merchants Futures (HK) Co., Limited Rep
RA 2
2004-02-18 – 2005-03-21
China Merchants Securities (HK) Co., Limited Rep
RA 1
2003-10-24 – 2004-02-03
Celestial Securities Limited Rep
RA 1 RA 7
2003-10-24 – 2004-02-03
Celestial Commodities Limited Rep
RA 2 RA 7
2003-10-24 – 2004-01-09
Celestial Finance Limited Rep
RA 8

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFU688