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KWOK Ka Yi

郭家意
CE BQN921Licensed IndividualSFO licence active
Official SFC record

KWOK Ka Yi (CE number BQN921) is an individual licensed by the Hong Kong SFC. First licensed on 2020-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQuam Securities Limited
華富建業證券有限公司

Licence Record (5)

2021-10-29 – present Current
Quam Securities Limited Rep
RA 1 RA 2
2021-09-09 – 2021-10-12
Huajin Securities (International) Limited Rep
RA 1
2021-09-09 – 2021-10-12
Huajin Futures (International) Limited Rep
RA 2
2020-12-16 – 2021-08-15
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2020-12-16 – 2021-08-15
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQN921