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LAU Ka Chung

劉家聰
CE BAM357Licensed IndividualSFO licence active
Official SFC record

LAU Ka Chung (CE number BAM357) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQuam Securities Limited
華富建業證券有限公司

Licence Record (1)

2012-11-20 – present Current
Quam Securities Limited Rep
RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAM357